The Two Swords

Medieval political思想的central问题:

教会(Church)vs国家(State)

Spiritual power vs Temporal power

谁应该supreme?

Metaphor:“两把剑”

来自Luke 22:38:

Disciples对Jesus说:“看,这里有两把剑”

Jesus回答:“够了”

中世纪interpretation:

两把剑=两种authority:

  • Spiritual sword(教会)
  • Temporal sword(世俗rulers)

但谁wields both?

谁supreme?

这question引发centuries of conflict和reflection

Gelasian Doctrine(5世纪)

教宗Gelasius I(492-496):

Two powers分离but both必要:

“There are two powers by which this world is chiefly ruled: the sacred authority of the priesthood and the royal power.”

Dualism(二元论):

Priests handle spiritual matters——

Kings handle temporal matters

Ideally:

Cooperation、mutual respect

Priests obey kings in temporal——

Kings obey priests in spiritual

这是理想——

但实践中?

Constant struggles over boundaries

教宗至上论(Papal Supremacy)

Innocent III(教宗,1198-1216)

Most powerful medieval Pope:

Claim:

教宗=supreme over所有authority——

Both spiritual和temporal

理由:

1. Petrine authority

基督给Peter"kingdom的keys"(Matthew 16:19)——

教宗=Peter的successor——

所以有supreme authority

2. Sun和moon analogy

教宗=sun(self-luminous)

Emperor=moon(reflects sun’s light)

Temporal power derives from spiritual——

所以subordinate

3. Appointment right

教宗can crown(或depose)emperors——

This shows superiority

Boniface VIII(教宗,1294-1303)

Extreme papal claim:

Bull"Unam Sanctam"(1302):

“It is absolutely necessary for salvation that every human creature be subject to the Roman Pontiff.”

教宗’s power=absolute——

Over souls和bodies——

Over spiritual和temporal

Both swords belong to Church——

虽然secular rulers wield temporal sword——

但under教宗’s direction

这provoke fierce opposition

皇帝反击:Dante

Dante Alighieri(1265-1321)

(Yes,《神曲》的作者——also political philosopher!)

《De Monarchia》(《帝制论》)

Written to defend Emperor Henry VII——

Against papal interference

Argument:

World peace requires universal monarchy(empire)——

这来自理性、自然law——

不是from教宗

两种authority=parallel、independent:

教宗guide to eternal blessedness(spiritual)

Emperor guide to temporal happiness(this world)

Both directly from上帝——

不是one through the other

Emperor不subordinate to教宗!

这work被教会ban——

但influential

Marsilius of Padua(约1275-1342)

More radical than Dante:

《Defensor Pacis》(《和平的卫士》,1324)

Revolutionary political theory:

1. Popular sovereignty

Political authority来自people——

不是from上帝directly

People=source of law——

Ruler=executes people’s will

(Proto-democratic!)

2. Church subordinate to state

Complete reversal of papal claims!

Church=spiritual community——

但no coercive power

State can regulate Church——

Including calling councils

Clergy should obey secular law

3. General Council>Pope

Church authority在councils——

Representing all believers——

不是in Pope alone

Pope≠infallible

Can be judged by council

这is conciliarism(我们之前提到)

Condemned by教宗——

But Marsilius受Emperor Louis of Bavaria保护——

(同protect Ockham!)

William of Ockham的政治思想

Ockham also写political treatises(during exile):

Against papal absolutism

教宗’s power limited to spiritual domain——

不extend to temporal

教宗can err——

Even in matters of faith(controversial!)

Individual conscience有rights——

Against unjust authority(even教宗)

Natural rights

Humans有natural rights——

Property、liberty——

来自自然law——

不是granted by Church或Emperor

Authority cannot arbitrarily violate这些

这is early individual rights理论——

Influencing later liberalism

Political authority requires consent——

至少implicitly

不是just divine right

Community has certain rights——

Even to resist unjust ruler(carefully qualified)

John of Salisbury(约1120-1180)

Earlier thinker(12世纪):

《Policraticus》

First medieval book systematically treating politics

Organic theory of state:

State=body

  • Head=prince(ruler)
  • Soul=clergy
  • Heart=senate(advisors)
  • Hands=soldiers、officials
  • Feet=peasants、workers

Each part有function——

All必要for health of whole

But also:

Tyrants(暴君)可以被killed——

如果irredeemably corrupt

Tyrannicide(弑君)=sometimes justified

(Controversial!)

条件:

  • Ruler became tyrant(not legitimate king)
  • No other remedy
  • For common good,不是private revenge

这influenced later resistance theory

Thomas Aquinas的政治思想

Aquinas有political theory——

虽然不是他的main focus

Mixed constitution(混合政体)

Best government=mix of:

  • Monarchy(one ruler)
  • Aristocracy(rule by best)
  • Democracy(people participation)

Combines advantages、checks excesses

类似Aristotle

Law的层次(复习并扩展)

Eternal law→Natural law→Human law

Human law valid只when:

  • Derived from natural law
  • For common good
  • Made by legitimate authority
  • Not impossible burdens

如果law违反natural law——

不是真正的law——

No obligation to obey

(But careful about resistance——

可能cause更大harm)

Church和State

Aquinas倾向papal superiority——

但nuanced:

In spiritual matters:教宗supreme

In temporal matters:king has authority——

但ultimately ordered toward spiritual end——

所以某种sense subordinate

不是Boniface VIII的extreme claim——

但favor Church

John Wycliffe(约1320-1384)

English reformer、philosopher:

Dominium(统治权)理论

All authority comes from上帝——

但conditional on grace(恩典)

如果ruler在罪中(mortal sin)——

Loses right to rule!

Church property也如此:

Corrupt clergy无权hold property——

Secular authorities can confiscate

Revolutionary implications!

Called for:

  • Church reform
  • 圣经translated to vernacular
  • Reduce Church wealth和power

Condemned为heretic——

但influence proto-Protestant movements

(Hussites在Bohemia)

中世纪vs古典政治哲学

与Plato、Aristotle不同

Ancient Greeks:

  • Polis(city-state)=frame
  • Civic virtue=central
  • 这世的eudaimonia=goal

Medieval:

  • Universal entities(Church、Empire)
  • Christian virtue=central
  • Eternal salvation=ultimate goal
  • Tension between此世和来世

新元素

中世纪add:

1. Dual authority问题

Ancient Greeks没有separate spiritual authority——

Religion和state integrated

2. Universal community

Christendom=超越particular states

3. Individual conscience、rights

(虽然limited,但seeds planted)

4. Consent理论(某些thinkers)

向近代过渡

中世纪晚期political思想——

Prepare for modern developments:

1. Secularization

逐渐:政治authority detach from religious——

Marsilius、Ockham start这process

Later:Machiavelli完全secular

Marsilius、conciliarists:authority from people/community——

Later成为democracy的基础

3. Individual rights

Ockham的natural rights——

Later develop into human rights理论

4. Resistance theory

暴君can be resisted、even killed(John of Salisbury、Wycliffe)——

Later:social contract、revolution权利

5. Rule of law

Even rulers受law约束——

不是absolute

Constitutional思想的roots

与东方比较

vs Confucianism

Similarities:

  • Organic view of society
  • Ruler’s moral obligation
  • Resistance against tyranny(如孟子:“诛一夫纣”)

Differences:

  • 儒家没有dual authority问题
  • Emperor=天子(religious和political combined)
  • More emphasis on ritual、hierarchy

vs Islamic political thought

Similarities:

  • Tension between religious和political authority
  • Caliphate vs secular rulers
  • Natural law concepts(in falsafa)

Differences:

  • Islam:Sharia=divine law more central
  • Less separation of religious-political
  • Ummah(community)≠national states

vs Hindu思想

Hindu political thought(Arthashastra等):

  • Dharma(duty)guides rulers
  • But more pragmatic、less idealistic than Christian
  • Caste system=different social framework

现代意义

1. Church-state separation

中世纪struggles over spiritual vs temporal——

仍relevant:

政教分离in secular states——

但tensions remain(如宗教in public square)

中世纪debates提供历史perspective

2. Multiple authorities

谁has final say?

今天:

  • National vs international law
  • Federal vs state/local
  • Legal vs moral authority

如何balance?

中世纪wrestle with类似问题

3. Limits of power

Even emperors、popes受limits——

这是rule of law ideal

今天:constitutional limits on power

4. Resistance权利

当can you resist unjust government?

中世纪thinkers首次systematic探讨——

仍是live question(civil disobedience、revolution)

5. Common good vs individual rights

Tension between:

Community welfare(common good)——

Individual rights

中世纪mainly emphasize前者——

但开始recognize后者

我们仍balance两者

实践

1. 多重忠诚

你有loyalties to:

  • Family
  • Community
  • Nation
  • Profession
  • Moral principles
  • Religious community(如果有)

当they conflict——

How prioritize?

中世纪thinkers的struggles=你的struggles

2. Authority的限制

No authority=absolute

Even legitimate authorities have bounds

Know when to obey、when to question

这需要judgment(prudence)

3. Common good

政治不只是个人利益competition——

也要consider:

What’s good for community as whole?

中世纪emphasize这——

我们sometimes forget

4. Long view

中世纪thinkers think about ultimate ends——

Not just immediate利益

在politics中——

Consider long-term consequences

两把剑——

经过千年——

仍然relevant metaphor:

不同types of authority——

不同domains——

需要balance、

Negotiation、

有时conflict

中世纪没solve this definitively——

也许unsolvable

但他们的思考——

Rigorous、creative、relevant——

教我们:

Politics不只是power——

也是关于justice、

Rights、

Common good、

Human dignity

这些themes——

永恒